proxy advisor regulation Archives

Legislative Update: Senate Bill Redefines Proxy Advisors as Investment Advisers

Just as the SEC convenes a Staff Roundtable to look at the proxy process as a whole, including the possible regulation of the proxy advisory industry , on November 14 six U.S. Senators introduced a [...]

By Nichol Garzon|2021-04-08T14:52:01-07:00November 15, 2018|Blog, Regulatory Matters|Comments Off

Glass Lewis Statement on H.R. 4015 – Corporate Governance Reform and Transparency Act of 2017

In response to the ongoing debate over H.R. 4015—a bill that was submitted to the U.S. Senate for consideration after approval by the House of Representatives on December 21, 2017— Glass Lewis would like to [...]

By Nichol Garzon|2021-04-08T14:52:55-07:00March 9, 2018|Blog, Regulatory Matters|Comments Off